Regulatory Breakdowns in Oversight of U.S. Stockbrokers

Over the past two years, The Wall Street Journal has worked to obtain, organize and analyze data about the employment and disciplinary histories of the more than 630,000 stockbrokers in America. This paper details how that process was performed, as well as some of the reporters’ findings. Read it here.

October 24, 2014

From Casual Conversation to Massive Investigation

The Wall Street Journal series on executive trading began with a casual conversation between one of the reporters and a long-time source. Read the full story here.

November 14, 2013